GTE Investing / Company Register

The
Register

Forty-seven entries across four series — principal dealing on our own account, customized client-paid advisory and fund management, fiduciary administration, and market machinery. Numbered, entered, and signed.

SERIES A

Principal Dealing

REG 001–009 · Our account

Principal positions in our own name — no client money on these entries. Nine dealing and investing activities we keep on the book.

REG-001Own-Account InvestingIndividuals investing in financial contracts on own account.

REG-002Investment ClubsPooled-membership investment clubs organized and run.

REG-003Mineral Royalties & LeasesActing as principal in dealing royalties or leases to investors.

REG-004Mortgage DealingBuying and selling mortgages as a dealer.

REG-005Oil Royalty DealingActing as principal in dealing oil royalties to investors.

REG-006Securities SpeculationSpeculating in securities strictly for own account.

REG-007Tax Lien DealingActing as principal in dealing tax liens to investors.

REG-008Venture CapitalVenture capital companies and venture investing activities.

REG-009Viatical SettlementsViatical settlement company activities.

SERIES B

Advisory & Fund Management

REG 010–025 · Client-paid fees

Customized counsel and management — planning, advice, funds, portfolios, trusts, pensions — all paid for by the client it serves.

REG-010Certified Financial PlanningCustomized planning, fees paid directly by the client.

REG-011Investment AdviceCustomized financial investment advice, client-paid.

REG-012Financial PlanningCustomized financial planning services, client-paid.

REG-013Advice ConsultingCustomized investment advice consulting, client-paid.

REG-014Advice CounselingCustomized investment advice counseling, client-paid.

REG-015Advisory ServicesCustomized investment advisory services, client-paid.

REG-016Investment ManagementOngoing management of investment accounts.

REG-017Fund ManagementManaging investment funds end to end.

REG-018Mutual Fund ManagementManaging mutual funds.

REG-019Personal Investment TrustsManaging personal investment trusts.

REG-020Trust ManagementManaging trusts across structures.

REG-021Pension Fund ManagementManaging pension funds and retirement assets.

REG-022Portfolio Fund ManagementManaging portfolio funds against mandate.

REG-023Private Equity FundsManaging private equity funds.

REG-024Personal Trust FundsManaging personal investments trusts.

REG-025Fund GovernanceConsolidated oversight across managed fund structures.

SERIES C

Trust & Fiduciary Administration

REG 026–032 · Instrument-bound

Administration under document, not discretion — estates, escrow, custody, and trust offices bound to the instrument that created them.

REG-026Estate AdministrationAdministrators of private estates, document to close.

REG-027Bank Trust OfficesBank trust office administration.

REG-028Escrow AgenciesEscrow agency services (except real estate).

REG-029Fiduciary AgenciesFiduciary agency services (except real estate).

REG-030Trust AdministrationPersonal investments trust administration.

REG-031Securities CustodySecurities custodians — safekeeping and records.

REG-032Nondepository Trust Cos.Trust companies operating without deposit taking.

SERIES D

Market Machinery

REG 033–047 · The plumbing

The services that make markets move — clearing, quoting, transferring, brokering leases, raising rounds, and protecting holders.

REG-033Crowdfunding RaisesBusiness start-up fundraising via crowdfunding platforms.

REG-034Exchange ClearinghousesCommodity and securities exchange clearing.

REG-035Deposit BrokersDeposit broker services.

REG-036Exchange ClearingExchange clearinghouse operations, commodities or securities.

REG-037Gas Lease BrokingGas lease brokers' offices.

REG-038Oil Lease BrokingOil lease brokers' offices.

REG-039Protective CommitteesProtective committees for security holders.

REG-040Securities QuotationSecurities quotation services.

REG-041Stock QuotationStock quotation services.

REG-042Holder ProtectionSecurities holders' protective services.

REG-043Transfer AgenciesSecurities transfer agencies.

REG-044Stock TransferStock transfer agencies.

REG-045Registrar ServicesTransfer agency records, securities.

REG-046Crypto ClearingVirtual currency trading exchange clearinghouses.

REG-047Post-Trade ServicesConsolidated post-trade and settlement support.

Something off
the book? Name it.

a.ishikawa@gteinve.shop · +1 (267) 747-9488 — if it belongs in the register, we'll enter it properly.

Enter the Register